Expert Insights on the 2025 FINRA & SEC Exam Priorities
In this webinar, we provide CCO-backed tips on preparing for a FINRA/SEC exam in 2025.
Expert Insights on the 2025 FINRA & SEC Exam Priorities
April 16th, 2025 | Milwaukee, Wisconsin
In this webinar, our panel of compliance experts breaks down FINRA and the SEC’s 2025 Examination Priorities. This essential webinar will equip compliance staff with practical strategies to successfully navigate upcoming regulatory exams. Quest CE's Manager of Sales & Strategic Accounts, Alexander Drzewiecki, will moderate a discussion featuring Jessica Murray, Chief Compliance Officer at American Elm Advisors, LLC, and Eden Turner, CAMS, Managing Director, Asgard Regulatory Group, LLC. Drawing from their extensive frontline experience, our speakers will share practical insights on preparing for and responding to regulatory scrutiny in 2025.