Decoding FINRA Rule 3110: Key Insights for Branch Inspections
In this webinar, we cover FINRA's pilot program & office classifications, including RSL.
Decoding FINRA Rule 3110: Key Insights for Branch Inspections
October 1st, 2024 | Milwaukee, Wisconsin
This webinar touches base on the recent changes in FINRA regulations that are reshaping compliance practices for member firms. The event will focus on FINRA's new Remote Inspection Pilot Program and the latest updates to office classifications.