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Webinar Description

In our upcoming webinar, "Developing FINRA-Ready Firm Element CE Programs," compliance professionals will learn proven strategies for building, managing, and documenting their Firm Element CE programs. This session will walk through the core components of a successful program, from selecting appropriate content to developing comprehensive training plans that align with regulatory expectations.

Attendees will gain insight into recent FINRA examination findings that highlight common areas of deficiency and share best practices from peer firms. The session concludes with a live demonstration of Quest CE’s Course Builder technology, where you'll see how to easily customize any of Quest CE's off-the-shelf courses to fit your firm's unique business lines. 

Topics Include: 

  • Firm Element 101: Overview & FAQs

  • Recent FINRA Examination Findings

  • Technology Solutions Demo

Join us on July 24, 2025, at 10 AM CT for this informative and interactive discussion.